Table XI

Conditions That Result in a TRS Score < 23, Thereby Allowing for a Baseline Evaluation. This List Does Not Include All the Possible Conditions That Would Produce a Baseline Evaluation Recommendation

Multiplicative FactorsAdditive FactorsTotal Risk Score (TRS)
Process Factor RFIVFinal Product Factor RFVThermodynamic Factor RFIIKinetic Factor RFIMaterial Factor RFIII
0.1 (Clearance Step)0.1 (Lowest Risk)7600aAll ValuesAll ValuesAlways ≥23, General or Full Testing
1300bRFI + RFIII ≥ 1000cAlways ≥23, General or Full Testing
1300bRFI + RFIII < 1000dAlways <23, Baseline Assessment
300 or fewereAll ValuesAll ValuesAlways <23, Baseline Assessment
0.1 (Clearance Step)ii0.5 (Low Risk)ii7600aAll ValuesAll ValuesAlways ≥23, General or Full Testing
1300bAll ValuesAll ValuesAlways ≥23, General or Full Testing
450fRFI + RFIII ≥ 10gAlways ≥23, General or Full Testing
450fRFI + RFIII < 10hAlways <23, Baseline assessment
243iRFI + RFIII ≥ 217jAlways ≥23, General or Full Testing
243iRFI + RFIII < 217kAlways <23, Baseline assessment
0.5 (Dilution Step)0.5 (Low Risk)243–7600lAll ValuesAll ValuesAlways ≥23, General or Full Testing
81mRFI + RFIII ≥ 11oAlways ≥23, General or Full Testing
81mRFI + RFIII < 11pAlways <23, Baseline assessment
70nRFI + RFIII ≥ 22nnAlways ≥23, General or Full Testing
70nRFI + RFIII < 22qAlways <23, Baseline assessment
0.5 (Dilution Step)jj1 (Nominal Risk)jj70–7600mmAll ValuesAll ValuesAlways ≥23, General or Full Testing
27rRFI + RFIII ≥ 19tAlways ≥23, General or Full Testing
27rRFI + RFIII < 19uAlways <23, Baseline assessment
8sRFI + RFIII ≥ 3800Always ≥23, General or Full Testing
8sRFI + RFIII < 38vAlways <23, Baseline assessment
1 (No Special Steps)1 (Nominal Risk)70–7600mmAll ValuesAll ValuesAlways ≥23, General or Full Testing
27–243wAll ValuesAll ValuesAlways ≥23, General or Full Testing
9xRFI + RFIII ≥ 14zAlways ≥23, General or Full Testing
9xRFI + RFIII < 14aaAlways <23, Baseline assessment
4yRFI + RFIII ≥ 19ppAlways ≥23, General or Full Testing
4yRFI + RFIII < 19bbAlways <23, Baseline Assessment
1 (No Special Steps)kk2 (High Risk)kk70–7600mmAll ValuesAll ValuesAlways ≥23, General or Full Testing
9–243ccAll ValuesAll ValuesAlways ≥23, General or Full Testing
4yRFI + RFIII ≥ 7.5ddAlways ≥23, General or Full Testing
4yRFI + RFIII < 7.5eeAlways <23, Baseline assessment
2 (Concentrator Step)2 (High Risk)2–7600ffAll ValuesAll ValuesAlways ≥23, General or Full Testing
1ggRFI + RF III = 4hhAlways <23, Baseline Assessment
  • Notes:

  • a Solutions with 70% ethanol or higher.

  • b Solutions with 60% ethanol.

  • c For example, materials with 1–10% by weight additives (125), a moderate diffusion coefficient of 5 × 10–10 cm2/sec (40), with processing by heat (50), and with special interest alerts (200) has a RFIII of 415. If the value of RFI was 1000, corresponding to 1 day of storage at 60 °C, then RFI + RFIII = 1415 and TRS = 27.2.

  • d For example, materials with 1–10% by weight additives (125), a moderate diffusion coefficient of 5 × 10–10 cm2/sec (40), with processing by heat (50), and with special interest alerts (200) has a RFIII of 415. If the value of RFI was 100, corresponding to 1 day of storage at 40 °C, then RFI + RFIII = 515 and TRS = 18.2.

  • e All aqueous solutions over the entire pH range, 40% ethanol or less.

  • f Solutions with 50% ethanol.

  • g For example, materials with 0.01–0.1% by weight additives (5), a slow diffusion coefficient of 5 × 10–12 cm2/sec (10), no processing (1), and no special interest alerts (0) has a RFIII of 16. If the value of RFI was 100, corresponding to 1 day of storage at 40 °C, then RF1 + RFIII = 116 and TRS = 28.3.

  • h For example, materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alerts (0) has a RFIII of 3. If the value of RFI was 1, corresponding to 1 day of storage at 5°, then RFI + RFIII = 4 and TRS = 22.7.

  • i Aqueous solution with a pH of 1 or lower or 12 or higher.

  • j For example, materials with 0.1% to 1% by weight additives (25), a slow diffusion coefficient of 5 × 10–11 cm2/sec (20), heat processing (50), and a special interest alert (200) has a RFIII of 295. If the value of RFI was 134, corresponding to 180 days of storage at 20°, then RFI + RFIII = 429 and TRS = 33.6.

  • k For example, materials with 0.1–1% by weight additives (25), a slow diffusion coefficient of 5 × 10–11 cm2/sec (20), no heat processing (1), and no special interest alert (0) has a RFIII of 46. If the value of RFI was 134, corresponding to 180 days of storage at 20°, then RFI + RFIII = 180 and TRS = 21.2.

  • l Solutions with pH 1 or lower, pH 12 or higher, or 50% ethanol or greater.

  • m Solutions with pH 2 or 11.

  • n Solutions with 40% Ethanol.

  • o For example, materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alerts (0) has a RFIII of 3. If the value of RFI was 55, corresponding to 30 days of storage at 20°, then RFI + RFIII = 58 and TRS = 34.8.

  • p For example, materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alerts (0) has a RFIII of 3. If the value of RFI was 1.9, corresponding to 365 days of storage at –20°, then RFI + RFIII = 4.9 and TRS = 21.5.

  • q For example, materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alerts (0) has a RFIII of 3. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 13 and TRS = 20.8.

  • r Solutions with pH of 3 or 10.

  • s Solutions with 30% ethanol.

  • t For example, materials with 0.1–1% by weight additives (25), a slow diffusion coefficient of 5 × 10–13 cm2/sec (10), no processing (1), and no special interest alerts (0) has a RFIII of 36. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 46 and TRS = 36.5.

  • u For example, materials with 0.01–0.1% by weight additives (5), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alerts (0) has a RFIII of 7. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 17 and TRS = 22.

  • v For example, materials with 0.1–0.1% by weight additives (5), a slow diffusion coefficient of 5 × 10–13 cm2/sec (10), no processing (1), and no special interest alerts (0) has a RFIII of 16. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 26 and TRS = 17.

  • w Solutions with pH 3 or lower or 10 or higher.

  • x Solutions with pH 4 or 9.

  • y Solutions with 20% ethanol.

  • z For example, materials with 0.01–0.1% by weight additives (5), a slow diffusion coefficient of 5 × 10–13 cm2/sec (10), no processing (1), and no special interest alert (0) has a RFIII of 16. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 26 and TRS = 35.

  • aa For example, materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alert (0) has a RFIII of 3. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 13 and TRS = 22.

  • bb For example, materials with 0.01–0.1% by weight additives (5), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alert (0) has a RFIII of 7. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 17 and TRS = 21.

  • cc Solutions with pH 4 or lower or 9 or higher.

  • dd For example, materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alert (0) has a RFIII of 3. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 13 and TRS = 34.

  • ee For example, materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alert (0) has a RFIII of 3. If the value of RFI was 2.7, corresponding to 730 days of storage at –20 °C, then RFI + RFIII = 5.7 and TRS = 19.4.

  • ff All solutions except water with a pH between 5 and 8.

  • gg The only solution that fits this description is water with a pH between 5 and 8.

  • hh The only circumstances that meet this criterion are materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alert (0), which have a RFIII of 3. If the value of RFI was 1, corresponding to 1 day of storage at 5 °C, then RFI + RFIII = 4 and TRS = 20.

  • ii This analysis is also valid for the case of RFIV = 0.5 (dilution step) and RFV = 0.1 (lowest risk).

  • jj This analysis is also valid for the case of RFIV = 1 (no special steps) and RFV = 0.5 (low risk).

  • kk This analysis is also valid for the case of RFIV = 2 (concentrator step) and RFV = 1 (nominal risk).

  • mm Solution with 40% ethanol or greater.

  • nn For example, materials with <0.01% by weight additives (1), a very slow diffusion coefficient of 5 × 10–14 cm2/sec (1), no processing (1), and no special interest alerts (0) has a RFIII of 3. If the value of RFI was 55, corresponding to 30 days of storage at 20 °C, then RFI + RFIII = 58 and TRS = 32.

  • o For example, materials with 0.1–1% by weight additives (25), a slow diffusion coefficient of 5 × 10–13 cm2/sec (10), no processing (1), and no special interest alerts (0) has a RFIII of 36. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 46 and TRS = 27.

  • pp For example, materials with 0.01–0.1% by weight additives (5), a slow diffusion coefficient of 5 × 10–13 cm2/sec (10), no processing (1), and no special interest alert (0) has a RFIII of 16. If the value of RFI was 10, corresponding to 1 day of storage at 20 °C, then RFI + RFIII = 26 and TRS = 30.