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Article CommentaryAssociation Commentary

Pre-use/Post-sterilization Integrity Testing of Sterilizing Grade Filters

PDA Pre Use/Post-Sterilization Integrity Test Task Force:, Karen Bartel, Hal Baseman, Gabriele Gori, Richard Levy, Hemisha Ly, Maik Jornitz, Russell Madsen, Michiel Rook and Sue Schniepp
PDA Journal of Pharmaceutical Science and Technology September 2012, 66 (5) 394-395; DOI: https://doi.org/10.5731/pdajpst.2012.00885
1Roche-Genentech;
Karen Bartel
1Roche-Genentech;
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Hal Baseman
2ValSource;
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Gabriele Gori
3Novartis;
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Richard Levy
4PDA;
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Hemisha Ly
5Merck, Task Force Chair;
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  • For correspondence: Merck.hemisha_ly@merck.com
Maik Jornitz
6Sartorius-Stedim Biotech;
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Russell Madsen
7The Williamsburg Group, LLC;
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Michiel Rook
8Global-Consepts; and
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Sue Schniepp
9OsoBio
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Issue

EU Annex I, paragraph 113 states: “The integrity of the sterilised filter should be verified before use and should be confirmed immediately after use by an appropriate method such as bubble point, diffusive flow or pressure hold.” The paragraph wording, stating a recommendation for an activity, does not allow for applicability of the pre-use/post-sterilization integrity test based on risk evaluation.

PDA's Position

Damage to an integral filter during moist heat sterilization is most commonly caused by exceeding manufacturer's recommended pressure differential and temperature parameters. This damage, if it occurs, is prominent enough that it would assuredly be detected during the post-use integrity test. Sterilizing-grade filter validation data demonstrates that pore enlargement after moist heat exposure does not occur. For sterilization via gamma radiation, the filter is not exposed to pressure differential or high temperature and filter validation data again demonstrates that pore enlargement after radiation also does not occur. In these instances, the risk of not performing a pre-use/post-sterilization integrity test is a business or loss-of-product risk and not a product quality risk. A failed post-use integrity test indicates the product should be rejected.

Pre-use integrity testing of a sterilized filter would mean manipulation of the sterilized filtrate side. Such manipulation represents a process risk elevation. Both wetting and venting manipulations are undesirable after the filter and filtrate side have been sterilized, as the integrity test itself must be performed at atmospheric conditions of pressure and room temperature, creating the potential for microbial ingress. The impact of a sterile filtrate side manipulation may lead to a breach in sterility of the system, thus adding an unnecessary residual risk to product quality and patient safety.

PDA's Recommendation

The need of a pre-use integrity test of a sterilized filter should be left to the discretion of the filter user and should not be mandatory.

The decision to perform or not perform a pre-use/post-sterilization integrity test should be made by the filter user upon thorough, documented risk-based analysis in accordance with ICH guidelines. Based on the risk analysis, a control strategy should be implemented that includes validation, in-process monitoring and control of temperatures and pressures during sterilization to ensure that the vendor recommended parameters have not been exceeded. Careful consideration and precautions must be taken to avoid the potential for microbial ingress should the user perform a pre-use integrity test of the sterilized filter.

Additional Reading

  1. EudraLex Volume 4, EU Guidelines to Good Manufacturing Practice Medicinal Products for Human and Veterinary Use, Annex 1, Manufacture of Sterile Medicinal Products, Brussels, 2008

  2. PDA Technical Report 26, Liquid Sterilizing Filtration, Parenteral Drug Association, Bethesda, MD, 2008

  3. Food and Drug Administration (FDA), Guideline on Sterile Drug Products Produced by Aseptic Processing, Division of Manufacturing and Product Quality, Office of Compliance, Center for Drugs and Biologics, Rockville, MD, 2004

Appendix: Risk Assessment (PQRI Post Approval Changes for Sterile Products Working Group, 2007)

Risk is calculated as:

Embedded Image

(S): Severity of the event (consequence)

(F): Frequency estimation (likelihood of event occurring)

(D): Level of detectability

The three categories are classified as:

View this table:
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The scenario of the pre-use/post-sterilization integrity test performed and the lack thereof are now compared side-by-side:

View this table:
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The lack of detection of a potential breach or an ingress or mistake made elevates the risk level when performing the pre-use/post-sterilization test.

  • © PDA, Inc. 2012
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In This Issue

PDA Journal of Pharmaceutical Science and Technology: 66 (5)
PDA Journal of Pharmaceutical Science and Technology
Vol. 66, Issue 5
September/October 2012
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Pre-use/Post-sterilization Integrity Testing of Sterilizing Grade Filters
PDA Pre Use/Post-Sterilization Integrity Test Task Force:, Karen Bartel, Hal Baseman, Gabriele Gori, Richard Levy, Hemisha Ly, Maik Jornitz, Russell Madsen, Michiel Rook, Sue Schniepp
PDA Journal of Pharmaceutical Science and Technology Sep 2012, 66 (5) 394-395; DOI: 10.5731/pdajpst.2012.00885
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  • A Risk Assessment and Risk-Based Approach Review of Pre-Use/Post-Sterilization Integrity Testing (PUPSIT)
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  • PDA Letter to the FDA Regarding Process Simulation Testing
  • PDA Comments on Draft Guidance for Industry, ANDAs: Blend Uniformity
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Pre-use/Post-sterilization Integrity Testing of Sterilizing Grade Filters
PDA Pre Use/Post-Sterilization Integrity Test Task Force:, Karen Bartel, Hal Baseman, Gabriele Gori, Richard Levy, Hemisha Ly, Maik Jornitz, Russell Madsen, Michiel Rook, Sue Schniepp
PDA Journal of Pharmaceutical Science and Technology Sep 2012, 66 (5) 394-395; DOI: 10.5731/pdajpst.2012.00885

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